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InvestHub.com's
Finance Dictionary and Glossary of Investment Terms

Series 6  

Definition 1.

Test that registers an individual to transact a limited set of securities. Specifically, a Series 6 registered individual cannot transact in corporate securities, direct participation programs, municipal securities, or option products. These individuals have more restrictions than Series 7 registered representatives.
 

Definition 2.

A securities license entitling the holder to sell mutual funds and variable annuities.
 
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